Ethics – My Blog

21 Oct 0

Movies & Documentaries

The Founder (2016)

The Accountant (2016)

Betting on Zero (2016)

Equity (2016)

The Big Short (2015)

Blackhat (2015)

The Gambler (2014)

The Wolf of Wall Street (2013)

Assault on Wall Street (2013)

Margin Call (2011)

The Flaw (2011)

The Social Network (2010)

Wall Street: Money Never Sleeps (2010)

Trader Games (2010)

American Greed (2007)

Enron: The Smartest Guys in the Room (2005)

Rogue Trader (1999)

Wall Street (1987)

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Ethics

8 Aug 0

CFA Code of Ethics and Standards of Professional Conduct

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I Professionalism
II Integrity of Capital Markets
III Duties to Clients
IV Duties to Employers
V Investment Analysis, Recommendations, and Actions
VII Conflicts of Interest
VIII Responsibilities as a CFA Institute Member or CFA Candidate

Code of Ethics and Standards of Professional Conduct

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Admin

Ethics

8 Aug 0

FPA Code of Ethics

Principle 1: Client First
Principle 2: Integrity
Principle 3: Objectivity
Principle 4: Fairness
Principle 5: Professionalism
Principle 6: Competence
Principle 7: Confidentiality
Principle 8: Diligence

Code of Professional Practice | July 2013

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Ethics